Compliance Associate applicants have rated the interview process at FINRA with 3 out of 5 (where 5 is the highest level of difficulty) and assessed their interview experience as 100% positive. To compare, the company-average is 57.5% positive. This is according to Glassdoor user ratings.
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The first interview was with two exam managers and the second was with two senior management directors. The first interview was focused on both behavioral questions and specific inquiries into my skills and experience. The second interview was brief and more of a get to know me meeting.
Interview questions [1]
Question 1
Provide an example of how you handled a challenge in working with your team.