none. just know the financial markets and recent financial news.
Registered Client Interview Questions
121 registered client interview questions shared by candidates
1. Tell me about yourself? 2. Walk me through your role at company "x" 3. Tell me about a time with an angry customer.
Please explain how you helped a client with a financial planning need?
Basic customer service questions and previous job experience questions
Tell me about a time you had to deal with a difficult client.
Tell me what you know about the role
There weren't really technical questions because this position requires a Series 7 exam. It's mostly about getting along with the financial advisors who are hiring you. They want to know if you will be good to work with.
what is your career goals, how do you see yourself in this role succeeding, etc
Tell us about your background and experience
What are your greatest strengths?
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