What would be your plan for passing the Series 7
Financial Representative Interview Questions
5,863 financial representative interview questions shared by candidates
How confident are you in your ability to pass the series exams
Typical stuff, how would you handle a negative client and name a specific time you handled one.
How do you deal with personal set backs or when you have to re-set goals & expectations
Since I was working at a brokerage, a lot of the questions were heavily tailored to my experience there. The interviewers also asked a lot of questions about a position as a teller i held about 5 years ago. If the interviewers weren't 100% satisfied with my answers, they would interrogate me about my responses. There were a number of times when the two people interviewing me told me i was wrong about something. It was probably the most confrontational interview that I've ever had with a company. A lot of the interview seemed geared around the interviewers trying to make me feel like an idiot.
What makes you a good fit for this position?
Where do you see yourself in five years with the company?
If you could be a cereal what kind would you be?--I kid you not that was a question
describe a tiem you gave exceptional customer service
If you were a tree, which tree would you be?
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